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Maricopa
Community Colleges >> Business
Services Division
>> Purchasing
Department
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508: Alternative Construction Procurement Methods
Professional services and construction
services shall be procured for the alternative construction
procurement methods as outlined in this section. Exceptions
are those instances in which Sole Source Procurement, Section
305, or Emergency Procurement, Section 306 apply. Alternative
construction procurement methods as defined in Section 502,
Construction Procurement, are construction-manager-at-risk,
design-build, and job-order-contracting.
| 508.1 |
Definitions
For purposes of this section, "construction services" includes: construction-manager-at-risk construction services, design-build construction services, and job-order-contracting construction services. These may or may not contain a professional services component.
For the purposes of this section, "professional services" includes architect services, engineer services, landscape architect services, assayer services, geologist services and land surveying services and any combination of those services, provided by a registered professional.
RFQ or Request for Qualifications means a solicitation with an intended response that includes initial data about a firm or individual such as experience, references, and approach to the project. For purposes of this section, pricing may not be required in the initial solicitation.
RFP or Request for Proposals means a solicitation with an intended response that is fairly detailed. For purposes of this section, it will supplement an initial RFQ response. Also, for purposes of this section, the technical and financial portions of the proposal response will be provided at the same time, but in a separately sealed manner, to enable the committee to review the technical response separately and prior to the review of the financial proposal.
For procurement of construction services relating to the alternative construction procurement methods, two thresholds apply: |
| 508.2 |
Procurement of All Alternative Construction Services.
For procurement of construction-manager-at-risk, design build and job-order-contracting, the District shall follow these procedures:
The District shall announce and issue the solicitation according to its normal procedures.
Subject to review by Purchasing at their option, the College President or Vice President of Administrative Services shall initiate an appropriately qualified selection committee. The selection committee shall contain the Facilities Planning and Development (FPD) Project Manager and no more than six additional members selected from college administration, Facilities/Maintenance and Operations, and representatives of the project’s user groups. A non-voting representative of Purchasing will observe all meetings and selection committee activities.
For projects that include construction with selection made on a qualifications basis, the selection committee shall have at least one person who is a senior management employee of a licensed contractor and one person who is an architect or engineer registered to practice in the State of Arizona. The contractor or design professional may be an employee of the District and will not count against the six college representative limit.
Outside architects, engineers or contractors serving on a selection committee shall not receive compensation for performing this service. A person who is a member of a selection committee shall not be a contractor under a contract awarded under the procurement or provide any professional services, construction, construction services, materials or other services under the contract awarded through this selection.
The selection committee shall:
- Independently evaluate and score the written proposals
and qualifications submitted by the firms or individuals.
- If outlined in the solicitation, shall attempt to
conduct discussions with at least three of the highest
scoring firms or individuals. If only two firms or
individuals respond to the solicitation, the committee
may proceed with the selection process or Purchasing
may re-solicit for additional proposals. If only one
firm or individual responds to a solicitation for professional
services, the selection committee may choose to proceed
with the process with that firm or individual if Purchasing
determines in writing that the fee negotiated as a
result of the process if fair and reasonable and that
other firms and individuals had a reasonable opportunity
to respond, or if there is not adequate time for a
re-solicitation.
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| 508.3 |
The One-Step Competitive Process.
Purchasing shall enter into contract negotiations with the highest qualified firm or individual for the professional services or construction services as a result of following the processes outline in section 508.2 or section 508.3. Negotiations shall include fees as well as other contractual terms and conditions deemed fair and reasonable and important to the District. Purchasing shall take into account the estimated value, scope, complexity and nature of the procurement. If Purchasing is unable to negotiate a satisfactory agreement with the firm or individual considered to be the most qualified, then Purchasing shall terminate those negotiations and undertake negotiations with the next most qualified firm or individual in sequence until an agreement is reached. If a construction contract is entered into as a result of this process, construction shall not begin until Purchasing and the contractor agree in writing on a price for the construction portion of the contract. |
| 508.4 |
The Two-Step Competitive Process.
For design-build construction services or job-order-contracting, as an alternative
to the one-step competitive process outline in Section 508.3 above, Purchasing
may utilize the following process:
- Purchasing shall issue a Request for Proposals to
those firms or individuals short-listed as a result
of the process outlined above.
- The selection committee make up shall remain the
same as outlined in sections 508.2 or 508.3 above.
- For design-build construction services and job-order-contracting
construction services, the Request for Proposals shall
include:
- Specifically for design-build construction
projects, the project schedule, project final
design and construction budget or life cycle
budget.
- For both types of services, a statement that
the contract will be awarded to the firm or person
whose proposal receives the highest number of
points under a scoring system.
- A description of the scoring method, including
a list of factors in the scoring method and the
number of points allocated to each factor. Those
factors may include:
- Proposer's qualifications
- Proposer's financial capacity
- Proposer's proposed compliance with the District's
project schedule
- Proposer's quality management plan
- Any other evaluation factors as determined
by Purchasing.
- For design-build construction services only,
demonstrated compliance with the design requirements.
- For design-build construction services only,
if the Request for Proposals specifies the
District will spend its project budget and
not exceed that budget, and thus is seeking
the best proposal for the project budget.
- A requirement that each proposer submit separately
a technical proposal and a price proposal and
that the proposer's entire proposal is responsive
to the RFP. For design-build construction services,
the price in the proposal shall be a fixed price
or a guaranteed maximum price.
- A statement that the selection committee will
separately evaluate the technical proposal and
the price proposal, and that they will evaluate
and score the technical proposal before opening
the price proposal.
- If determined by Purchasing and noted in the RFP,
the selection committee or a subcommittee consisting
of Purchasing and at least one other member may conduct
discussions with any or all firms or individuals chosen.
Discussions shall be for the purpose of clarification
to assure full understanding of the project and responsiveness
to the solicitation requirements. Information from
proposals submitted and discussions held shall not
be disclosed to competing proposers.
- Best and Final Offer submittals may be requested
of any or all finalists. These submittals shall contain
both technical and financial information. The final
technical proposals shall be evaluated and scored first
before opening and evaluating and scoring final financial
proposals.
- Purchasing shall award the contract to the responsive
and responsible proposer whose proposal receives the
highest score.
- For design-build construction services only, the
District shall award a stipulated fee equal to a percentage
of the District's project final construction budget,
as prescribed in the request for proposals, but not
less than two-tenths of one per cent of the project
final construction budget to each short listed proposer
who provides a responsive, but unsuccessful, proposal.
If the District does not award a contract, all
responsive short listed proposers shall receive
the stipulated fee based on the District's estimate
of the project final design and construction budget
as included in the request for proposals. The District
shall pay the stipulated fee to each proposer within
ninety days after the award of the initial contract
or the decision not to award a contract. In consideration
for paying the stipulated fee, the District may
use any ideas or information contained in the proposals
in connection with any contract awarded for the
project, or in connection with a subsequent procurement,
without any obligation to pay any additional compensation
to the unsuccessful proposers.
Notwithstanding the other provisions of this
paragraph, an unsuccessful short list proposer
may elect to waive the stipulated fee. If an unsuccessful
short list proposer elects to waive the stipulated
fee, the District may not use ideas and information
contained in the proposer's proposal, except that
this restriction does not prevent the purchasing
agency from using any idea or information if the
idea or information is also included in a proposal
of a proposer that accepts the stipulated fee.
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| 508.5 |
Job-Order-Contracting Dollar Limits and Subcontracting
For job-order-contracting construction services only:
- The dollar amount of an individual job order shall not be more than seven
hundred fifty thousand dollars ($750,000.00) Requirements shall not be
artificially divided or fragmented in order to constitute a job order that
satisfies this requirement.
- If the contractor subcontracts or intends to subcontract part or all
of the work under a job order and if the job-order construction services
contract includes descriptions of standard individual tasks or standard
unit prices for standard individual tasks, then:
- The contractor has a duty to deliver promptly to each subcontractor
invited to bid, a copy of the descriptions and the standard unit
prices of all standard individual tasks on which the subcontractor
is invited to bid.
- The contractor has a duty to deliver promptly the following to each
subcontractor that has agreed to do any of the work included in
any job order, a copy of the description, the number of units and
the standard unit price of each standard individual task that is
included in the job order.
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| 508.6 |
Confidentiality of Process
Until award and execution of a contract by the District, only the names of each firm or individual on the short list may be made available to the public. All other information received by the District in response to the request for qualifications or contained in the proposals shall be confidential in order to avoid disclosure of the contents that may be prejudicial to competing proposers during the selection process. The proposals shall be open to public inspection after the contract is awarded and the District has executed the contract. To the extent that the proposer designates and Purchasing concurs, trade secrets and other proprietary data contained in a proposal shall remain confidential. |
| 508.7 |
Cancellation of Procurement Process
Purchasing may cancel a request for qualifications or a request for proposals
or reject in whole or in part any or all submissions of qualifications or proposals
as specified in the solicitation if it is in the best interest of the District.
Purchasing shall make the reasons for cancellation or rejection part of the
purchasing file. |
| 508.8 |
Registrations, Licensure and Project Definition
- The successful contractor for construction-manager-at-risk,
design-build or job-order-contracting construction
services is not required to be registered to perform
design services pursuant to Title 32, Chapter 1 of
the Arizona Revised Statutes, if the person or firm
actually performing the design services on behalf of
the contractor is appropriately registered.
- The successful contractor for construction-manager-at-risk,
design-build or job-order-contracting construction
services is not required to be licensed to perform
construction pursuant to Title 32, Chapter 10 of the
Arizona Revised Statutes, if the firm actually performing
the construction on behalf of the contractor is appropriately
licensed.
- Each project under a design-build construction
services contract or a construction-manager-at-risk
construction services contract shall be a specific,
single project. For the purposes of this paragraph, "specific,
single project" means a project that is constructed
at a single location, at a common location or for a
common purpose.
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| 508.9 |
Prohibition against Competing with Private Firms or
Contracting with other Agencies for these Services
Notwithstanding anything to the contrary in this procedure, the District shall
not:
- Enter into a contract as a contractor to provide construction-manager-at-risk
construction services, design-build construction services or job-order-contracting
construction services to others.
- Contract with itself, with another District, with the state or with any
other governmental unit of the state or the federal government to provide
construction-manager-at-risk construction services, design-build construction
services or job-order-contracting construction services for itself.
- The prohibitions prescribed in this section do not prohibit the District
from providing design or construction services for itself as provided by
law.
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| 508.10 |
Reporting Requirements
On or before December 15 of each year, if the District uses construction-manager-at-risk,
design-build or job-order-contracting to procure construction services in a
calendar year, District shall transmit to the State Board of Directors for
Community Colleges a report on the benefits associated with the use of construction-manager-at-risk,
design-build or job-order-contracting to procure construction services. The
report shall include the number of projects completed in the preceding calendar
year using the procurement methods, the cost and description of each project
and an estimate of any cost savings or other benefits realized through the
use of the procurement method. |
Related Procedures:
502:
Construction Procurement
506:
Architect, Engineer, Land Surveying and Related Services
Revised 8/25/10
Original 9/12/02
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2411
West 14th Street · Tempe, AZ · 85281
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